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News!

02/23 - Series 7 Exam Tutor doubles the offering of Series 7 Suitability Questions to 200.  The explanation file is 41 pages.

05/22 - With the help of a Series 7 Tutor, Leah passed the Series 7 Exam

04/22 - Series 7 Tutoring helped Shannon and Karen pass the Series 7 Exam

03/22 - With the help of a Series 7 Tutor, Maci and Kasey and Alex passed the Series 7 Exam

02/22 - With the help of a Series 7 Tutor, Mike passed the Series 7 Exam

01/22 - Series 7 Tutoring helped Spencer and Mitchell pass the Series 7 Exam

12/21 - With the help of a Series 7 Tutor Mario passed the Series 7 Exam

11/21 - With the help of a Series 7 Tutor, Gabby passed the Series 7 Exam while Maryclare passed the SIE Exam 

10/21 - Series 7 Tutoring helped Tyler pass the series 7 exam 

07/21 - With the help of an SIE Tutor, Alejandro passed the series 7 exam

06/21 - Series 7 Tutoring helped Jim pass the Series 7 exam

04/21 - With the help of a Series 7 Tutor, Bruno passed the Series 7 Exam while Jorge passed the SIE Exam

03/21 - Series 7 Tutoring help Matt pass the Series 7 Exam while Tyler Passed the SIE Exam

02/21 - With the help of a Series 7 Tutor, Mikey passed the Series 7 Exam

02/21 - Series 7 Exam Tutor Partners with Achievable to offer low cost materials for the SIE Exam and the Series 7 Exam

01/21 - With the help of a Series 7 Tutor, Georgia and Rishi passed the Series 7 Exam while Alex and Renee passed the SIE            12/20 - Series 7 Tutoring helped Leonor and James pass the Series 7 Exam

10/20 - With the help of a Series 7 Tutor, Cheyenne passed the Series 7 Exam

07/20 - Series 7 Exam Tutor starts selling Series 7 Questions focused on Suitability with 30 pages of explanations

05/20 - Series 7 Exam Tutor, uploaded episode 3 of the Series 7 Podcast

05/20 - Series 7 Exam Tutor began offering Series 7 Podcasts 

01/20 - SIE Tutoring helped James pass the SIE Exam

09-19 - Series 7 Tutoring helped Will and Lisa pass the Series 7 Exam while Keith, Jacqueline and Jennifer pass the SIE Exam

08-19 - With the help of a SIE Exam Tutor, Joe, Leah, Christina and Matt passed the SIE Exam

06-19 - With the help of a SIE Tutor, Sarah passed the SIE Exam

03/19 - With the help of a SIE Exam Tutor, Maryellen passed the SIE Exam while Brian passed the Series 7 Exam

12/18 - With a Series 7 Tutor, Greg passed the Series 7 Top Off Exam.  Greg and Oliver passed the SIE Exam

11/18 - Series 7 Tutoring helped Christian pass the Series 7 Top Off Exam, while Bill and Kevin passed the old Series 7 Exam

10/18 - With the help of a SIE Exam Tutor, Matt passed the SIE Exam while AJ and Erin passed the Series 7 Exam 

08/18 - Series 7 Tutoring helped Jeremy, Thomas, Stephen and Roberto pass the Series 7 Exam

07/18 - With the help of a Series 7 Tutor, Shawn passed the Series 7 Exam while Justin passed the Series 63 Exam

05/18 - Series 7 Tutoring helped Mike and Amanda pass the Series 7 exam

12/17 - With the help of a Series 7 Tutor, Jacob, Niall and Kaine passed the Series 7 Exam

10/17 - With the help of a Series 7 Tutor, Gabby and Stephanie passed the Series 7 Exam

10/17 - FINRA announced plans to restructure exams, including the Series 6 Exam and the Series 7 exam. These exams will             be separated into two exams: the Securities Industry Essentials (SIE) exam and revised Series 6 Exam and Series 7 Exam.

03/17 - With the help of a Series 7 Tutor, Megan and Brad passed the Series 7 Exam while Andrew passed the Series 63 Exam

12/16 - With the help of a Series 7 Tutor, Cooper passed the Series 7 Exam while Emily, Lucy and Jane passed the Series 63 Exam.

11/16 - Series 7 Tutoring helped Emily, Clare and Michael pass the Series 7 Exam while Joe Passed the Series 65 exam

- With the help of a Series 7 Tutor, Suzanne passed the series 7 exam while Rick passed the series 66 exam and Mary             passed the series 24 exam

11/15 - Series 7 Tutoring helped Matthew, David and Ryan pass the Series 7 Exam while Joe, Manuel, Paige and Trip passed             the Series 66 Exam

09/14 - With the help of a Series 7 Tutor, Steve, Lauren, Jason and Erica passed the series 7. Jon, Adam and Jeremy passed the                66; Luke passed the 63 

10/13 - With the help of a Series 7 Tutor, Julie, Chris, Kevin, Eric, Dino and Daniel passed the Series 7 Exam. Mackenzie             passed the Series 66 Exam.

12/12 - Series 7 Exam Tutor partners with my guru edge to offer tutoring for the series 7 exam and other Finra exams.

 
SIE Tutoring Questions

As part of our SIE Tutoring process, we try to help students Pass the SIE Exam first try.   We can also encourage you to work harder and teach you how to be a better test taker.  

We have created lots of practice questions for the SIE Exam and other exams.  Here are examples of the SIE Exam Questions:

 

Arrange the following in priority of claim in a corporate liquidation:

A) Common stock, preferred stock, unsecured debt and Secured Debt

B) Secured Debt, preferred stock, unsecured debt and common stock

C) Unsecured debt, secured debt, common stock and preferred stock

D) Secured debt, unsecured debt, preferred stock and common stock         

A Corporation that has short term funding needs would MOST LIKELY issue which of the following?

A) Treasury Bills

B) Commercial Paper

C) Repurchase Agreements

D) Debentures

Which of the following is true regarding warrants?
A)    Warrants are normally issued as sweeteners in bond deals and. The exercise price of a warrant is set at a discount to the stock’s current stock price
B)    Warrants are long term and the exercise price of a warrant is set at a discount to the stock’s current stock price
C)    Warrants are normally issued as sweeteners in bond deals and. The exercise price of a warrant is set at a premium to the stock’s current stock price
D)    Warrants are short term and the exercise price of a warrant is set at a premium to the stock’s current stock price

34) Which of the following would be associated with an open end fund?
A) Purchased at the public offering price plus a sales charge
B) Capitalization is not fixed
C) Can be purchased on margin
D) Can be purchased at a discount from its net asset value

58.  A 49 year old unmarried person earns $90,000 per year and is covered by his or her employer’s retirement plan.  What is the maximum the customer can contribute to a traditional IRA without incurring a tax penalty?
 

A. 0
B. The lesser of $6,000 and 100% of earned income
C. The lesser of $7,000 and 100% of earned income
D. The lesser of $12,000 and 100% of earned income

Get private SIE Exam Tutoring, Series 7 Tutoring and tutoring for other FINRA and NASAA licensing exams such as the series 6 exam!

 

 

 

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