A coast to coast Series 7 Tutor and Trainer for other Licensing Exams
(Tutoring for the Series 6, Series 24, Series 63, Series 65, and the Series 66, as well as Tutoring for the Securities Industry Essentials (SIE) Exam )
Series 7 Exam Tutor is hiring Series 7 TutorsSeries 7 Tutor positions are available in the following locations:News!
02/22 - With the help of a Series 7 Tutor, Mike passed the Series 7 Exam
01/22 - Series 7 Tutoring helped Spencer and Mitchell pass the Series 7 Exam
12/21 - With the help of a Series 7 Tutor Mario passed the Series 7 Exam
11/21 - With the help of a Series 7 Tutor, Gabby passed the Series 7 Exam while Maryclare passed the SIE Exam
10/21 - Series 7 Tutoring helped Tyler pass the series 7 exam
09/21 - With the help of a Series 7 Tutor, Gina passed the series 7 exam
07/21 - With the help of an SIE Tutor, Alejandro passed the series 7 exam
06/21 - Series 7 Tutoring helped Jim pass the Series 7 exam
04/21 - With the help of a Series 7 Tutor, Bruno passed the Series 7 Exam while Jorge passed the SIE Exam
03/21 - Series 7 Tutoring help Matt pass the Series 7 Exam while Tyler Passed the SIE Exam
02/21 - With the help of a Series 7 Tutor, Mikey passed the Series 7 Exam
02/21 - Series 7 Exam Tutor Partners with Achievable to offer low cost materials for the SIE Exam and the Series 7 Exam
01/21 - With the help of a Series 7 Tutor, Georgia and Rishi passed the Series 7 Exam while Alex and Renee passed the SIE 12/20 - Series 7 Tutoring helped Leonor and James pass the Series 7 Exam
10/20 - With the help of a Series 7 Tutor, Cheyenne passed the Series 7 Exam
08/20 - With the help of a Series 7 Tutor, Luke and Toni passed the Series 7 Exam
07/20 - Series 7 Exam Tutor starts selling Series 7 Questions focused on Suitability with 30 pages of explanations
05/20 - Series 7 Exam Tutor, uploaded episode 3 of the Series 7 Podcast
05/20 - Series 7 Exam Tutor began offering Series 7 Podcasts
02/20 - With the help of a Series 7 Tutor, Paul passed the Series 7 Exam
01/20 - SIE Tutoring helped James pass the SIE Exam
09-19 - Series 7 Tutoring helped Will and Lisa pass the Series 7 Exam while Keith, Jacqueline and Jennifer pass the SIE Exam
08-19 - With the help of a SIE Exam Tutor, Joe, Leah, Christina and Matt passed the SIE Exam
06-19 - With the help of a SIE Tutor, Sarah passed the SIE Exam
03/19 - With the help of a SIE Exam Tutor, Maryellen passed the SIE Exam while Brian passed the Series 7 Exam
12/18 - With a Series 7 Tutor, Greg passed the Series 7 Top Off Exam. Greg and Oliver passed the SIE Exam
11/18 - Series 7 Tutoring helped Christian pass the Series 7 Top Off Exam, while Bill and Kevin passed the old Series 7 Exam
10/18 - With the help of a SIE Exam Tutor, Matt passed the SIE Exam while AJ and Erin passed the Series 7 Exam
08/18 - Series 7 Tutoring helped Jeremy, Thomas, Stephen and Roberto pass the Series 7 Exam
07/18 - With the help of a Series 7 Tutor, Shawn passed the Series 7 Exam while Justin passed the Series 63 Exam
05/18 - Series 7 Tutoring helped Mike and Amanda pass the Series 7 exam
12/17 - With the help of a Series 7 Tutor, Jacob, Niall and Kaine passed the Series 7 Exam
10/17 - With the help of a Series 7 Tutor, Gabby and Stephanie passed the Series 7 Exam
10/17 - FINRA announced plans to restructure exams, including the Series 6 Exam and the Series 7 exam. These exams will be separated into two exams: the Securities Industry Essentials (SIE) exam and revised Series 6 Exam and Series 7 Exam.
03/17 - With the help of a Series 7 Tutor, Megan and Brad passed the Series 7 Exam while Andrew passed the Series 63 Exam
12/16 - With the help of a Series 7 Tutor, Cooper passed the Series 7 Exam while Emily, Lucy and Jane passed the Series 63 Exam.
11/16 - Series 7 Tutoring helped Emily, Clare and Michael pass the Series 7 Exam while Joe Passed the Series 65 exam
- With the help of a Series 7 Tutor, Suzanne passed the series 7 exam while Rick passed the series 66 exam and Mary passed the series 24 exam
11/15 - Series 7 Tutoring helped Matthew, David and Ryan pass the Series 7 Exam while Joe, Manuel, Paige and Trip passed the Series 66 Exam
09/14 - With the help of a Series 7 Tutor, Steve, Lauren, Jason and Erica passed the series 7. Jon, Adam and Jeremy passed the 66; Luke passed the 63
10/13 - With the help of a Series 7 Tutor, Julie, Chris, Kevin, Eric, Dino and Daniel passed the Series 7 Exam. Mackenzie passed the Series 66 Exam.
12/12 - Series 7 Exam Tutor partners with my guru edge to offer tutoring for the series 7 exam and other Finra exams.
11/11 - FINRA raises the minimum passing score on the Series 7 Exam to 72%. A Series 7 Tutor can help you try to pass this exam
Private Series 7 Tutoring and help for the Series 6 Exam, the Series 24 Exam, the Series 63 Exam, the Series 65 Exam, and the Series 66 Exam. Also get tutoring for the Securities Industry Essentials (The SIE) Exam
Answers to Series 7 Suitability Questions are free for current students.
Buy Series 7 Top Off Suitability Questions (100 Questions with Answers and Very Detailed Explanations (30 pages of explanations covering lots of Suitability concepts) The explanations reflect some of the most important concepts from our series 7 materials that we use in tutoring sessions - Will be emailed via 2 PDF Files)
Sample Series 7 Suitability Questions
These suitability questions are a sample of Series 7 Exam Tutor's complete file of suitability questions. At the moment, we have over 350 series 7 suitability or suitability related questions. Our goal is to have 500 suitability or suitability related questions. To learn or reinforce concepts, we use suitability questions during tutoring sessions.
160) Your customer has heard that investment managers try to achieve alpha but he does not understand what this really means. You should tell him?
A) Alpha can be viewed as the excess return (or short fall) relative to a benchmark index
B)Alpha is the market’s return. All investment managers try to match this return
C) Alpha measures market risk
D) Alpha is only relevant to investing in stocks
175. Some mutual fund families offer various share classes such as A, B, C, D, Institutional and no-load. C- Shares would be LEAST appropriate for an investor with the following characteristic:
A) A short time horizon
B) A long time horizon
C) An intermediate time horizon
D) A small amount of money to invest
148) Your 62 year old customer has contributed $150,000 to a non qualified variable annuity. Today, the account is valued at $250,000. During the accumulation period, the customer decides to withdraw $25,000 to buy a car. Your customer asks you about how the withdrawal will be taxed. What should you tell the customer?
A) LIFO
B) Any method that is fair
C) Contributions first and then earnings
D) FIFO
173. In order to make recommendations to clients, a registered representative is required to ask for various types of information regarding the customer’s investment profile. This information includes but is not limited to: time horizon, investment objectives, tax status, age, liquidity needs, risk tolerance, etc. If the client does not disclose ALL of the requested information, can the registered representative still make recommendations?
A) No
B) Yes
C) Yes but only if the registered representative believes he or she has enough information to make an appropriate investment recommendation.
D. No, providing a recommendation without having all suitability information would violate FINRA’s suitability rules.
