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08-19 - With the help of a SIE Exam Tutor, Joe, Leah, Christina and Matt passed the SIE Exam
06-19 - With the help of a SIE Tutor, Sarah passed the SIE Exam
05-19 - SIE Tutoring helped Lara pass the SIE Exam
04-19 - With the help of a SIE Exam Tutor, Richard passed the SIE Exam
03/19 - With the help of a SIE Exam Tutor, Maryellen passed the SIE Exam while Brian passed the Series 7 Exam
01/19 - Series 7 Tutoring helped Matt and Michael passed the Series 7 Exam
12/18 - With a Series 7 Tutor, Greg passed the Series 7 Top Off Exam.  Greg and Oliver passed the SIE Exam
11/18 - Series 7 Tutoring helped Christian pass the Series 7 Top Off Exam, while Bill and Kevin passed the old Series 7 Exam
10/18 - With the help of a SIE Exam Tutor, Matt passed the SIE Exam while AJ and Erin passed the Series 7 Exam and Bennett                    passed the Series 79 Exam
09/18 - With the help of a Series 7 Tutor, Henry, Joe, Sara, Kerry, and Laura passed the Series 7 Exam
08/18 - Series 7 Tutoring helped Jeremy, Thomas, Stephen and Roberto pass the Series 7 Exam
07/18 - With the help of a Series 7 Tutor, Shawn passed the Series 7 Exam while Justin passed the Series 63 Exam
06/18 - With the help of a Series 7 Tutor, Donna and Ryan passed the Series 7 Exam
05/18 - Series 7 Tutoring helped Mike and Amanda pass the Series 7 exam
04/18 - With the help of a Series 7 Tutor, Danielle passed the Series 7 Exam while Matt and Bill passed the Series 63 Exam
03/18 - With the help of a Series 7 Tutor, Alexis and Emily passed the Series 7 Exam
02/18 - Series 7 Tutoring helped Jessica and Dianne pass the Series 7 Exam
01/18 - With the help of a Series 7 Tutor, Claudia passed the Series 7 Exam
12/17 - With the help of a Series 7 Tutor, Jacob, Niall and Kaine passed the Series 7 Exam
11/17 - Series 7 Tutoring helped Jessica pass the Series 7 Exam
10/17 - With the help of a Series 7 Tutor, Gabby and Stephanie passed the Series 7 Exam
10/17 - FINRA announced plans to restructure exams, including the Series 6 Exam and the Series 7 exam. These exams will             be separated into two exams: the Securities Industry Essentials (SIE) exam and revised Series 6 Exam and Series 7 Exam.
07/17 - With the help of a Series 7 Tutor, Florence, Andrew and Danielle passed the Series 7 Exam
03/17 - With the help of a Series 7 Tutor, Megan and Brad passed the Series 7 Exam while Andrew passed the Series 63 Exam
02/17 - Series 7 Tutoring helped Andrew pass the Series 7 Exam while Emily passed the Series 66 Exam

12/16 - With the help of a Series 7 Tutor, Cooper passed the Series 7 Exam while Emily, Lucy and Jane passed the Series 63 Exam.
11/16 - Series 7 Tutoring helped Emily, Clare and Michael pass the Series 7 Exam while Joe Passed the Series 65 exam
06/16 - With the help of a Series 7 Tutor, Meghan and Larry passed the Series 7 Exam while Andrew, Matt, Jake and Laura             passed the Series 63 Exam
04/16 - Series 7 Tutoring helped Lucie pass the Series 7 Exam while Ryan, Jeremy, Jon and others passed the Series 65 Exam
03/16 - With the help of a Series 7 Tutor, Andrew, Greg and Sara passed the Series 7 Exam while Holly passed the Series 63             Exam
02/16 - Series 7 Tutoring helped Rosa, Holly and Jennifer pass the Series 7 Exam while Richard passed the Series 66 Exam
12/15 - With the help of a Series 7 Tutor, Suzanne passed the series 7 exam while Rick passed the series 66 exam and Mary             passed the series 24 exam
11/15 - Series 7 Tutoring helped Matthew, David and Ryan pass the Series 7 Exam while Joe, Manuel, Paige and Trip passed             the Series 66 Exam
10/15 - With the help of a Series 7 Tutor, Lori, Kelley, Travis and Mary passed the Series 7 Exam while Frank passed the Series             66 Exam
09/14 - With the help of a Series 7 Tutor, Steve, Lauren, Jason and Erica passed the series 7. Jon, Adam and Jeremy passed the                66; Luke passed the 63 
10/13 - With the help of a Series 7 Tutor, Julie, Chris, Kevin, Eric, Dino and Daniel passed the Series 7 Exam. Mackenzie             passed the Series 66 Exam.
12/12 - Series 7 Exam Tutor partners with my guru edge to offer tutoring for the series 7 exam and other Finra exams.
€11/11 - FINRA raises the minimum passing score on the Series 7 Exam to 72%. A Series 7 Tutor can help you try to pass this exam


Private Series 7 Tutoring and help for the Series 6 Exam, the Series 24 Exam, the Series 63 Exam, the Series 65 Exam, the Series 66 Exam and the Series 79 Exam.  Also get tutoring for the Securities Industry Essentials (The SIE) Exam
Answers to Series 7 Suitability Questions are free for current students. 
Sample Series 7 Suitability Questions
These suitability questions are a sample of Series 7 Exam Tutor's complete file of suitability questions. At the moment, we have over 350 series 7 suitability or suitability related questions. Our goal is to have 500 suitability or suitability related questions. To learn or reinforce concepts, we use suitability questions during tutoring sessions. When appropriate, we may distribute at least some of these suitability questions to current customers for free.)

6. A customer seeking monthly income from investments in AAA rated securities, would purchase which of the following:

A. AAA rated corporate bonds 
B. AAA rated CMOs
C. US Treasury Notes
D. US Treasury Bonds

8. A client approaches you and says, “I want an investment which will provide me a high return with no risk." What should you suggest to the client?

A. A conservative large cap growth fund
B. A highly rated corporate bond
C. A blue chip stock which over the past 20 years has never declined in value over any 12 month period
D. None of the above

95. A person seeking an investment with a low minimum investment could invest in all of the following EXCEPT

A. A mutual fund
B. A hedge Fund
C. A Treasury Bill
D. An individual stock

148) Your 62 year old customer has contributed $150,000 to a non qualified variable annuity. Today, the account is valued at $250,000. During the accumulation period, the customer decides to withdraw $25,000 to buy a car. Your customer asks you about how the withdrawal will be taxed. What should you tell the customer?  

A) LIFO
B) Any method that is fair
C) Contributions first and then earnings
D) FIFO

262) The diversification benefits of international investing are well documented. The specific diversification benefits would partly depend on the country in which one is investing. Broadly speaking, there are two types of international equity investments: developed markets and emerging markets. Both of these types of investments have currency risk. With that said, emerging markets have an extra risk that is unique to this type of investment. Which of the following would best describe this risk?

A) Political
B) Inflation
C) Market
D) Interest rate



SIE EXAM TUTOR - FIND SIE TUTORS

Securities Industry Essentials Exam (The SIE Exam)

 by Michael Weiss, CFA on 05/31/18

07/14/2019

The Securities Industry Essentials Exam will be launched in October of this year.  In order to be registered with the series 6 or series 7 exams, one would also need to pass the Securities Industry Essentials (SIE) exam.  

Who benefits from this new FINRA exam structure?

Broker Dealers...  The SIE will likely be used as a screening tool for hiring potential financial advisors.  I would think that many broker dealers will now only hire people who have passed the SIE.  Technically, one could take the SIE after taking the series 7 exam. By the way, you do not have to be sponsored to take the SIE, which means that many test takers will take the exam without being affiliated with a broker dealer.  Overall, the SIE should save the broker dealers time and money.  

Who is disadvantaged by the new exam structure?

Potential Financial Advisors...Now, FAs have to study for and take two exams, instead of one.  Also, they may have to pay out of their own pocket to take the SIE. 

If you would like to work with a SIE Exam Tutor, we would be happy to assist you

Edit: Series 7 Exam Tutor has been offering Tutoring for the SIE exam since its inception.  If you would like to work with a SIE Exam Tutor, you can reach out us via email, which is tutor@series7examtutor.com

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Series 7 Tutoring - Series 7 Students Must Work Hard!

 by Michael Weiss, CFA on 01/31/18

In order to pass the Series 7 exam,  you must read the Series 7 book and test lots of series 7 exams.  A Series 7 Tutor can help you if you willing to work at it. It is not a good strategy to rely on tips and tricks.  There is high correlation between working hard and passing an exam  

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Series 7 Tutoring and Bonds

 by Michael Weiss, CFA on 12/14/17

A Series 7 Tutor can help you understand how to answer bond questions.  Most series 7 test takers understand that long term bonds are more volatile than short term bonds.  Unfortunately, many series 7 test takers do not understand that lower coupon bonds are more volatile than higher coupon bonds.  In our series 7 tutoring sessions, our series 7 tutors can can help you with this concept.   

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SERIES 7 TUTORS AND SUITABILITY QUESTIONS

 by Michael Weiss, CFA on 12/03/17

Unlike some of the other Series 7 Tutoring services available, we produce our own materials including suitability questions.  So far, our lead Series 7 Tutor has written over 350 suitability questions. some of which he may distribute to students. Our Series 7 Tutors know how important the concept of suitability is for the series 7 exam.  If you work with our primary Series 7 Tutor (the owner of Series 7 Exam Tutor) on suitability, ask him for some of the questions.  We also write non-suitability questions for the series 7 exam and for other exams.

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Series 7 Tutor Materials

 by Michael Weiss, CFA on 10/04/17

A Series 7 Tutor should ideally have their own materials for the exams that they teach.  It is a little surprising to me when I hear that some series 7 tutors do not have their own materials.  I have spent the past several years developing materials for the series 7 exam and other licensing exams.  It takes a lot of work but being a Series 7 Tutor and tutor for other licensing exams is my full time job.  I highly encourage all of my Series 7 Tutors to develop their own materials.  

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