News!
07/18 - With the help of a Series 7 Tutor, Shawn passed the Series 7 Exam while Justin passed the Series 63 Exam
06/18 - With the help of a Series 7 Tutor, Donna and Ryan passed the Series 7 Exam
05/18 - Series 7 Tutoring helped Mike and Amanda pass the Series 7 exam
04/18 - With the help of a Series 7 Tutor, Danielle passed the Series 7 Exam while Matt and Bill passed the Series 63 Exam
03/18 - With the help of a Series 7 Tutor, Alexis and Emily passed the Series 7 Exam
02/18 - Series 7 Tutoring helped Jessica and Dianne pass the Series 7 Exam
01/18 - With the help of a Series 7 Tutor, Claudia passed the Series 7 Exam
12/17 - With the help of a Series 7 Tutor, Jacob, Niall and Kaine passed the Series 7 Exam
11/17 - Series 7 Tutoring helped Jessica pass the Series 7 Exam
10/17 - With the help of a Series 7 Tutor, Gabby and Stephanie passed the Series 7 Exam
10/17 - FINRA announced plans to restructure exams, including the Series 6 Exam and the Series 7 exam. These exams will be separated into two exams: the Securities Industry Essentials (SIE) exam and revised Series 6 Exam and Series 7 Exam.
09/17 - With the help of a Series 7 Tutor, John, Grant and Sean passed the Series 7 Exam
08/17 - Series 7 Tutoring helped Andy and Erica pass the Series 7 Exam
07/17 - With the help of a Series 7 Tutor, Florence, Andrew and Danielle passed the Series 7 Exam
05/17 - Series 7 Tutoring helped Peter, Judd and Jamie pass the Series 7 Exam
03/17 - With the help of a Series 7 Tutor, Megan and Brad passed the Series 7 Exam while Andrew passed the Series 63 Exam
02/17 - Series 7 Tutoring helped Andrew pass the Series 7 Exam while Emily passed the Series 66 Exam
01/17 - With the help of a Series 7 Tutor, Andrew passed the Series 7 Exam while Joe Passed the Series 65 exam
12/16 - With the help of a Series 7 Tutor, Cooper passed the Series 7 Exam while Emily, Lucy, Janet and David passed the Series 63 Exam.
11/16 - Series 7 Tutoring helped Emily, Clare and Michael pass the Series 7 Exam
09/16 - With the help of a Series 7 Tutor, Mary, Kevin and Laura passed the Series 7 Exam
08/16 - Series 7 Tutoring helped Harrison and Emily pass the Series 7 Exam
07/16 - With the help of a Series 7 Tutor, Patricia passed the Series 7 Exam while Melanie Passed the Series 63 Exam
06/16 - With the help of a Series 7 Tutor, Meghan and Larry passed the Series 7 Exam while Andrew, Matt, Jake and Laura passed the Series 63 Exam
04/16 - Series 7 Tutoring helped Lucie pass the Series 7 Exam while Ryan, Jeremy, Jon and others passed the Series 65 Exam
03/16 - With the help of a Series 7 Tutor, Andrew, Greg and Sara passed the Series 7 Exam while Holly passed the Series 63 Exam
02/16 - Series 7 Tutoring helped Rosa, Holly and Jennifer pass the Series 7 Exam while Richard passed the Series 66 Exam
12/15 - With the help of a Series 7 Tutor, Suzanne passed the series 7 exam while Rick passed the series 66 exam and Mary passed the series 24 exam
11/15 - Series 7 Tutoring helped Matthew, David and Ryan pass the Series 7 Exam while Joe, Manuel, Paige and Trip passed the Series 66 Exam
10/15 - With the help of a Series 7 Tutor, Lori, Kelley, Travis and Mary passed the Series 7 Exam while Frank passed the Series 66 Exam
09/15 - With the help of a Series 7 Tutor, Nina, Matt, Jonathan, Genevieve, Mike, Paige and John passed the Series 7 Exam.
05/15 - Series 7 Tutoring helped Connor, Caroline and Alexander pass the Series 7 Exam while Nathan passed the Series 66 Exam
01/15 - Series 7 Tutoring helped Ivette, Holman and Rick pass the Series 7 Exam. Chris and Jessie passed the 66 while Chris and Brendan passed the 63
09/14 - With the help of a Series 7 Tutor, Steve, Lauren, Jason and Erica passed the series 7. Jon, Adam and Jeremy passed the 66; Luke passed the 63
10/13 - With the help of a Series 7 Tutor, Julie, Chris, Kevin, Eric, Dino and Daniel passed the Series 7 Exam. Mackenzie passed the Series 66 Exam.
12/12 - Series 7 Exam Tutor partners with my guru edge to offer tutoring for the series 7 exam and other Finra exams.
11/11 - FINRA raises the minimum passing score on the Series 7 Exam to 72%. A Series 7 Tutor can help you try to pass this exam!
Sample Series 7 Suitability Questions
These suitability questions are a sample of Series 7 Exam Tutor's complete file of suitability questions. At the moment, we have over 350 series 7 suitability or suitability related questions. Our goal is to have 500 suitability or suitability related questions. To learn or reinforce concepts, we use suitability questions during tutoring sessions. When appropriate, we may distribute at least some of these suitability questions to current customers for free.)
6. A customer seeking monthly income from investments in AAA rated securities, would purchase which of the following:
A. AAA rated corporate bonds
B. AAA rated CMOs
C. US Treasury Notes
D. US Treasury Bonds
8. A client approaches you and says, “I want an investment which will provide me a high return with no risk." What should you suggest to the client?
A. A conservative large cap growth fund
B. A highly rated corporate bond
C. A blue chip stock which over the past 20 years has never declined in value over any 12 month period
D. None of the above
95. A person seeking an investment with a low minimum investment could invest in all of the following EXCEPT
A. A mutual fund
B. A hedge Fund
C. A Treasury Bill
D. An individual stock
148) Your 62 year old customer has contributed $150,000 to a non qualified variable annuity. Today, the account is valued at $250,000. During the accumulation period, the customer decides to withdraw $25,000 to buy a car. Your customer asks you about how the withdrawal will be taxed. What should you tell the customer?
A) LIFO
B) Any method that is fair
C) Contributions first and then earnings
D) FIFO
262) The diversification benefits of international investing are well documented. The specific diversification benefits would partly depend on the country in which one is investing. Broadly speaking, there are two types of international equity investments: developed markets and emerging markets. Both of these types of investments have currency risk. With that said, emerging markets have an extra risk that is unique to this type of investment. Which of the following would best describe this risk?
A) Political
B) Inflation
C) Market
D) Interest rate
