SIE EXAM TUTOR - FIND SIE TUTORS

Securities Industry Essentials Exam (The SIE Exam)

by Michael Weiss, CFA on 05/31/18

07/14/2019

The Securities Industry Essentials Exam will be launched in October of this year. In order to be registered with the series 6 or series 7 exams, one would also need to pass the Securities Industry Essentials (SIE) exam.

Who benefits from this new FINRA exam structure?

Broker Dealers... The SIE will likely be used as a screening tool for hiring potential financial advisors. I would think that many broker dealers will now only hire people who have passed the SIE. Technically, one could take the SIE after taking the series 7 exam. By the way, you do not have to be sponsored to take the SIE, which means that many test takers will take the exam without being affiliated with a broker dealer. Overall, the SIE should save the broker dealers time and money.

Who is disadvantaged by the new exam structure?

Potential Financial Advisors...Now, FAs have to study for and take two exams, instead of one. Also, they may have to pay out of their own pocket to take the SIE.

If you would like to work with a SIE Exam Tutor, we would be happy to assist you

Edit: Series 7 Exam Tutor has been offering Tutoring for the SIE exam since its inception. If you would like to work with a SIE Exam Tutor, you can reach out us via email, which is tutor@series7examtutor.com

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Series 7 Tutoring - Series 7 Students Must Work Hard!

by Michael Weiss, CFA on 01/31/18

In order to pass the Series 7 exam, you must read the Series 7 book and test lots of series 7 exams. A Series 7 Tutor can help you if you willing to work at it. It is not a good strategy to rely on tips and tricks. There is high correlation between working hard and passing an exam

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Series 7 Tutoring and Bonds

by Michael Weiss, CFA on 12/14/17

A Series 7 Tutor can help you understand how to answer bond questions. Most series 7 test takers understand that long term bonds are more volatile than short term bonds. Unfortunately, many series 7 test takers do not understand that lower coupon bonds are more volatile than higher coupon bonds. In our series 7 tutoring sessions, our series 7 tutors can can help you with this concept.

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SERIES 7 TUTORS AND SUITABILITY QUESTIONS

by Michael Weiss, CFA on 12/03/17

Unlike some of the other Series 7 Tutoring services available, we produce our own materials including suitability questions. So far, our lead Series 7 Tutor has written over 350 suitability questions. some of which he may distribute to students. Our Series 7 Tutors know how important the concept of suitability is for the series 7 exam. If you work with our primary Series 7 Tutor (the owner of Series 7 Exam Tutor) on suitability, ask him for some of the questions. We also write non-suitability questions for the series 7 exam and for other exams.

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Series 7 Tutor Materials

by Michael Weiss, CFA on 10/04/17

A Series 7 Tutor should ideally have their own materials for the exams that they teach. It is a little surprising to me when I hear that some series 7 tutors do not have their own materials. I have spent the past several years developing materials for the series 7 exam and other licensing exams. It takes a lot of work but being a Series 7 Tutor and tutor for other licensing exams is my full time job. I highly encourage all of my Series 7 Tutors to develop their own materials.

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